Track Record

 

Tantech Holdings Ltd.

NASDAQ IPO

 $13,000,000

Symbol: TANH

Advisor – Issuer

March 2015

Baby Fox International, Inc.

Shell Sales

Symbol: BBFX

Corporate Advisory – Shell Side

March 2012

Baby Fox International, Inc.

Going Private

Symbol: BBFX

Corporate Advisory – Issuer Side

June 2011

Baby Fox International, Inc.

Initial Registration & Offering

868,282 Common Shares

Symbol: BBFX

Corporate Advisory – Issuer Side

August 2010

ChinaUnitech

China Unitech Group, Inc.

Reverse Merger with

Junlong Internet Café

Symbol: CUIG

Corporate Advisory – Shell Side

July 2010

China Oumei Real Estate Inc.

Merger with Form 10 Shell

And Private Equity Raise

US$11,098,800

Symbol: OMEI

Corporate Advisor – Issuer Side

April 2010

China Advanced Construction Materials Group, Inc.

2nd Around Public Offering

US$10,580,000

Symbol: CADC

Corporate Advisor – Issuer Side

March 2010

Chariot Resources Limited

Sold to CST Mining Group

C$244,580,000

Symbol: CHD

Corporate Advisor – Sell Side

March 2010

Silk Road Resources Ltd.

Sold China Operation Equity to Hunan Chenzhou Mining Co., Ltd.

C$17, 800,000

Symbol: SIL

Corporate Advisor – Sell Side

July 2009

Universal Solar, Inc.

Initial Registration 7 Offering

2, 000,000 Common Shares

Symbol: UNSS

Corporate Advisor – Issuer Side

June 2008

China Advanced Construction Materials Group, Inc.

Reverse Merger Going

Public & PIPE

US$7,000,000

Symbol: CADC

Corporate Advisor – Issuer Side

June 2008

China National Gold Group Corporation

Purchased 67,520,060 shares of Jinshan Gold Mines Inc.

(TSX:JIN)from

Ivanhoe Mines Ltd.

C$217,700,000

Corporate Advisor – Buyer Side

May 2008

China Clean Energy Inc.

2nd Around Offering

US$15,000,00

Symbol: CCGY

Corporate Advisor – Issuer Side

January 2001

White Mountain Titanium Corp.

PIPE US$5,500,000

Symbol: WMTM

Corporate Advisor – Issuer Side

July & October 2007

China Automation Group Limited

Initial Public Offering

Symbol: 0569

HK$500,000,000

Corporate Advisor – Issuer Side

July 2007

China Clean Energy Inc.

Reverse Merger, Going Pubic and

PIPE

US$1, 300,000

Symbol: CCGY

Corporate Advisor – Issuer Side

October 2006

ChinaUnitech

China Unitech Group, Inc.

Initial Registration and Offering

2,000,000 Common Shares

Symbol: CUIG

Corporate Advisor – Issuer Side

September 2006

Global Pharmatech Inc.

Reverse Merger & Going Puclic

Symbol: GPLB

Corporate Advisor – Issuer Side

January 2005

China Oriental Group Company Limited

Initial Public Offering

Symbol: 0581

HK$3,000,000,000

Corporate Advisor – Issuer Side

March 2004

Silk Road Resources Ltd.

PIPE

C$7,500,000

Symbol: SIL

Corporate Advisor – Issuer Side

December 2003

Yangtze Telecom Corp

PIPE

C$4,100,000

Symbol: SMS

Corporate Advisor –Issuer Side

November 2003

Orsa Ventures Corp

PIPEs:

C$400,000

& C$1,600,000

Symbol: ORN

Corporate Advisor – Issuer Side

October 2003

 

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